Unclaimed Profile

Joe Chad Prestwood

WESTERN RESEARCH AND MANAGEMENT, L.L.C.·FORT WORTH, Texas

SIE, Series 7, Series 24, Series 63, Series 79TO, Series 99TOClean record25 years registeredWESTERN RESEARCH AND MANAGEMENT, L.L.C.

3100 W SEVENTH STREET, FORT WORTH, TX 76107CRD# 3084920Firm CRD# 109509

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joe Chad Prestwood · FORT WORTH, TX

Registration

CRD #3084920 · WESTERN RESEARCH AND MANAGEMENT, L.L.C. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTERN RESEARCH AND MANAGEMENT, L.L.C.

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

Oct 2000 – May 2019

FORT WORTH, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 79TO

Series 99TO

Registration record

First registered · October 2, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTERN RESEARCH AND MANAGEMENT, L.L.C.

CRD 109509 · SEC 802-116810

AUM

$284M

Regulatory assets under management

Services offered by WESTERN RESEARCH AND MANAGEMENT, L.L.C.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at WESTERN RESEARCH AND MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Joe Chad Prestwood offer?

Joe Chad Prestwood specializes in Investment Management, Retirement Planning, Wealth Management.

What are Joe Chad Prestwood's credentials?

Joe Chad Prestwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joe Chad Prestwood located?

Joe Chad Prestwood is based in FORT WORTH, Texas, last registered with WESTERN RESEARCH AND MANAGEMENT, L.L.C..

How does Joe Chad Prestwood charge for services?

Joe Chad Prestwood's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTERN RESEARCH AND MANAGEMENT, L.L.C.?

WESTERN RESEARCH AND MANAGEMENT, L.L.C. is a registered investment adviser with the SEC, managing $284M in regulatory assets under management. See their Form ADV for full details.

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