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Margarita Yvette Martinez

SMH CAPITAL ADVISORS, INC.·FORT WORTH, Texas
SIE, Series 7, Series 27, Series 63, Series 99TOClean recordSMH CAPITAL ADVISORS, INC.
4800 OVERTON PLAZA, FORT WORTH, TX 76109CRD# 4724529Firm CRD# 108344

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Margarita Yvette Martinez · FORT WORTH, TX
Registration
CRD #4724529 · SMH CAPITAL ADVISORS, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 27
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SMH CAPITAL ADVISORS LLC
CRD 108344 · SEC 801-54089
AUM
$395M
Regulatory assets under management
Employees
4
420 client accounts
Services offered by SMH CAPITAL ADVISORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
View all advisors at SMH CAPITAL ADVISORS LLC →
Introduction

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Frequently Asked Questions

What services does Margarita Yvette Martinez offer?
Margarita Yvette Martinez specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in FORT WORTH, Texas for a consultation.
What are Margarita Yvette Martinez's credentials?
Margarita Yvette Martinez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Margarita Yvette Martinez located?
Margarita Yvette Martinez is based in FORT WORTH, Texas, working with SMH CAPITAL ADVISORS, INC.. Their office serves clients in the FORT WORTH metropolitan area and surrounding communities.
How does Margarita Yvette Martinez charge for services?
Margarita Yvette Martinez's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMH CAPITAL ADVISORS, INC.?
SMH CAPITAL ADVISORS, INC. has approximately 4 employees and manages $395M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SMH CAPITAL ADVISORS, INC.

Lisa Celeste Haley
FORT WORTH, TX
Dwayne Alan Moyers
FORT WORTH, TX
Gabriela Forster
FORT WORTH, TX
Daniel Alan Rudnitsky
FORT WORTH, TX

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