Unclaimed Profile

Jim Gordon Rhodes

RHODES INVESTMENT ADVISORS, INC.·FORT WORTH, Texas

SIE, Series 1, Series 4, Series 5, Series 7TO, Series 24, Series 27, Series 40, Series 52TO, Series 53, Series 63, Series 79TO, Series 99TO30 years registeredRHODES INVESTMENT ADVISORS, INC.

306 WEST 7TH STREET, FORT WORTH, TX 76012CRD# 813870Firm CRD# 114245

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jim Gordon Rhodes · FORT WORTH, TX

Registration

CRD #813870 · RHODES INVESTMENT ADVISORS, INC. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RHODES INVESTMENT ADVISORS, INC.

RHODES INVESTMENT ADVISORS, INC.

May 1996 – Jul 2023

FORT WORTH, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 4

Series 5

Series 7TO

Series 24

Series 27

Series 40

Series 52TO

Series 53

Series 63

Series 79TO

Series 99TO

Registration record

First registered · May 22, 1996

Years registered · 30

Disclosure History

2017Customer Dispute·Settled

1984Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

RHODES INVESTMENT ADVISORS, INC.

CRD 114245 · SEC 801-117510

AUM

$266M

Regulatory assets under management

Employees

799 client accounts

Services offered by RHODES INVESTMENT ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RHODES INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Jim Gordon Rhodes offer?

Jim Gordon Rhodes specializes in Financial Planning, Investment Management, Wealth Management.

What are Jim Gordon Rhodes's credentials?

Jim Gordon Rhodes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jim Gordon Rhodes located?

Jim Gordon Rhodes is based in FORT WORTH, Texas, last registered with RHODES INVESTMENT ADVISORS, INC..

How does Jim Gordon Rhodes charge for services?

Jim Gordon Rhodes's firm is compensated through percentage of aum, hourly charges, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RHODES INVESTMENT ADVISORS, INC.?

RHODES INVESTMENT ADVISORS, INC. has approximately 9 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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