Unclaimed Profile

John Patrick West

PROSPERA FINANCIAL SERVICES, INC.·DALLAS, Texas

SIE, Series 7, Series 7TO, Series 24, Series 63, Series 66, Series 99TOClean record18 years registeredPROSPERA FINANCIAL SERVICES, INC.

5429 LBJ FREEWAY, DALLAS, TX 75240CRD# 2633477Firm CRD# 10740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Patrick West · DALLAS, TX

Registration

CRD #2633477 · PROSPERA FINANCIAL SERVICES, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PROSPERA FINANCIAL SERVICES, INC.

ING INVESTMENT MANAGEMENT CO.

May 2008 – Jan 2011

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 24

Series 63

Series 66

Series 99TO

Registration record

First registered · May 12, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROSPERA FINANCIAL SERVICES, INC.

CRD 10740 · SEC 801-65845

AUM

$9.8B

Regulatory assets under management

Employees

265

23,433 client accounts

Services offered by PROSPERA FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at PROSPERA FINANCIAL SERVICES, INC. →

Introduction

Speak with John Patrick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if John Patrick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DALLAS?

Browse all registered financial advisors in DALLAS, Texas or claim this profile if it's yours.

Browse DALLAS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does John Patrick West offer?

John Patrick West specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are John Patrick West's credentials?

John Patrick West is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Patrick West located?

John Patrick West is based in DALLAS, Texas, last registered with PROSPERA FINANCIAL SERVICES, INC..

How does John Patrick West charge for services?

John Patrick West's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: percentage of assets under review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROSPERA FINANCIAL SERVICES, INC.?

PROSPERA FINANCIAL SERVICES, INC. has approximately 265 employees and manages $9.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →