AdvisorOS Directory
Claim Profile
Unclaimed Profile
DS

David Walter Stringer

PROSPERA FINANCIAL SERVICES, INC.·DALLAS, Texas
SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 79TO, Series 99TO21 years registeredPROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, DALLAS, TX 75240CRD# 1410548Firm CRD# 10740

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Walter Stringer · DALLAS, TX
Registration
CRD #1410548 · PROSPERA FINANCIAL SERVICES, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

PROSPERA FINANCIAL SERVICES, INC.
Dec 2004 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 27
Series 52TO
Series 53
Series 63
Series 79TO
Series 99TO
Registration record
First registered · December 17, 2004
Years registered · 21
03

Disclosure History

1997Customer Dispute·Settled
1990Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
PROSPERA FINANCIAL SERVICES, INC.
CRD 10740 · SEC 801-65845
AUM
$9.8B
Regulatory assets under management
Employees
265
23,433 client accounts
Services offered by PROSPERA FINANCIAL SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at PROSPERA FINANCIAL SERVICES, INC. →
Introduction

Speak with David Walter

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David Walter is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DALLAS?

Browse all registered financial advisors in DALLAS, Texas or claim this profile if it's yours.

Browse DALLAS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does David Walter Stringer offer?
David Walter Stringer specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are David Walter Stringer's credentials?
David Walter Stringer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Walter Stringer located?
David Walter Stringer is based in DALLAS, Texas, working with PROSPERA FINANCIAL SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does David Walter Stringer charge for services?
David Walter Stringer's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, performance-based fees, other: percentage of assets under review. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPERA FINANCIAL SERVICES, INC.?
PROSPERA FINANCIAL SERVICES, INC. has approximately 265 employees and manages $9.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at PROSPERA FINANCIAL SERVICES, INC.

Abel Jr Garcia
DALLAS, TX
Edward Kern
DALLAS, TX
Shawn Baxter
DALLAS, TX
Richard Dean Pascuzzi
DALLAS, TX
Robert Vincent Coulter
DALLAS, TX
Tim Alan Edwards
DALLAS, TX

More Advisors in DALLAS, Texas

Diane Lynn Tobin
CH INVESTMENT PARTNERS, LLC·DALLAS, TX
Michael Stephen Thomas
WEBS CREEK CAPITAL MANAGEMENT LP·DALLAS, TX
Ashley Davis Blanchette
RGT WEALTH ADVISORS, LLC·DALLAS, TX
Bryan Mark Rigg
RIGG WEALTH MANAGEMENT, LLC·DALLAS, TX
CFP
Steven Anthony Helland
SSR CAPITAL PARTNERS, LP·DALLAS, TX
Joshua Stephan Friedman
CANYON CLO ADVISORS LP·DALLAS, TX

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)SOUTHLAKE (29)
City Guides
HOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH GuidePLANO Guide
Research
Advisor Fees in TexasNational Fee Analysis
Request removal of this profile