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Vicki G Markham

WILEY BROS.-AINTREE CAPITAL, LLC·NASHVILLE, Tennessee
WILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD., NASHVILLE, TN 37215CRD# 1625626Firm CRD# 3767

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Vicki G Markham · NASHVILLE, TN
Registration
CRD #1625626 · WILEY BROS.-AINTREE CAPITAL, LLC
Brand Profile
Not yet started
Disclosure history
10 disclosures on file · See FINRA BrokerCheck for full record
01

About

Vicki G Markham is a registered financial advisor based in NASHVILLE, Tennessee, affiliated with WILEY BROS.-AINTREE CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
&PARTNERS
&PARTNERS
AUM
$1.2B
Regulatory assets under management
Employees
327
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Fixed fees
Subscription fees
Commissions
Performance-based fees
Other: TRANS FEE, SERVICE CHARGES; 12B-1; MONEY MARKET TRLS; BDSP
Regulatory
SEC/IARD CRD# 1625626
Firm CRD# 3767
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Vicki G Markham offer?
Vicki G Markham specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.
What are Vicki G Markham's credentials?
Vicki G Markham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Vicki G Markham located?
Vicki G Markham is based in NASHVILLE, Tennessee, working with WILEY BROS.-AINTREE CAPITAL, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.
How does Vicki G Markham charge for services?
Vicki G Markham's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions, performance-based fees, other: trans fee, service charges; 12b-1; money market trls; bdsp. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILEY BROS.-AINTREE CAPITAL, LLC?
WILEY BROS.-AINTREE CAPITAL, LLC has approximately 327 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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