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David Warren Jr Wiley

WILEY BROS.-AINTREE CAPITAL, LLC·NASHVILLE, Tennessee
SIEWILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD, NASHVILLE, TN 37215CRD# 466938Firm CRD# 3767

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Warren Jr Wiley · NASHVILLE, TN
Registration
CRD #466938 · WILEY BROS.-AINTREE CAPITAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
&PARTNERS
CRD 3767 · SEC 801-37145
AUM
$1.2B
Regulatory assets under management
Employees
327
3,051 client accounts
Services offered by &PARTNERS
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at &PARTNERS →
Introduction

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Frequently Asked Questions

What services does David Warren Jr Wiley offer?
David Warren Jr Wiley specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.
What are David Warren Jr Wiley's credentials?
David Warren Jr Wiley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Warren Jr Wiley located?
David Warren Jr Wiley is based in NASHVILLE, Tennessee, working with WILEY BROS.-AINTREE CAPITAL, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.
How does David Warren Jr Wiley charge for services?
David Warren Jr Wiley's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions, performance-based fees, other: trans fee, service charges; 12b-1; money market trls; bdsp. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILEY BROS.-AINTREE CAPITAL, LLC?
WILEY BROS.-AINTREE CAPITAL, LLC has approximately 327 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at WILEY BROS.-AINTREE CAPITAL, LLC

Richard Scott Nelson
NASHVILLE, TN
Brigitte Haden Wiley Cook
NASHVILLE, TN
David Warren Iii Wiley Iii
NASHVILLE, TN
Vicki G Markham
NASHVILLE, TN
David Griffin Jr Patterson
NASHVILLE, TN
David John Kowach
NASHVILLE, TN

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