Unclaimed Profile

Mark E Carr

INTEROCEAN CAPITAL GROUP, LLC·NASHVILLE, Tennessee

Clean recordINTEROCEAN CAPITAL GROUP, LLC

150 4TH AVENUE NORTH, NASHVILLE, TN 37219CRD# 1078286Firm CRD# 310369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark E Carr · NASHVILLE, TN

Registration

CRD #1078286 · INTEROCEAN CAPITAL GROUP, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Mark E Carr is a registered financial advisor based in NASHVILLE, Tennessee, affiliated with INTEROCEAN CAPITAL GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

INTEROCEAN CAPITAL GROUP, LLC

INTEROCEAN CAPITAL

AUM

$5.8B

Regulatory assets under management

Employees

Total firm employees

View all advisors at INTEROCEAN CAPITAL GROUP, LLC →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Background

Compensation

Percentage of AUM

Subscription fees

Other: REVENUE SHARING WITH OUR AFFILIATES, FRS (SEE SCHEDULE D)

Regulatory

SEC/IARD CRD# 1078286

Firm CRD# 310369

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Mark E Carr offer?

Mark E Carr specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.

What are Mark E Carr's credentials?

Mark E Carr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark E Carr located?

Mark E Carr is based in NASHVILLE, Tennessee, working with INTEROCEAN CAPITAL GROUP, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.

How does Mark E Carr charge for services?

Mark E Carr's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with our affiliates, frs (see schedule d). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEROCEAN CAPITAL GROUP, LLC?

INTEROCEAN CAPITAL GROUP, LLC has approximately 40 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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