Unclaimed Profile

Mark E Carr

INTEROCEAN CAPITAL GROUP, LLC·NASHVILLE, Tennessee

Series 6, Series 7, Series 24, Series 63, Series 6525 years registeredINTEROCEAN CAPITAL GROUP, LLC

150 4TH AVENUE NORTH, NASHVILLE, TN 37219CRD# 1078286Firm CRD# 310369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark E Carr · NASHVILLE, TN

Registration

CRD #1078286 · INTEROCEAN CAPITAL GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

May 2024 – present

INTEROCEAN CAPITAL

Oct 2020 – Jul 2024

Chicago, IL

INTEROCEAN CAPITAL, LLC

Feb 2006 – Oct 2020

CHICAGO, IL

MORGAN STANLEY

Jul 2001 – Nov 2005

RIVERWOODS, IL

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 18, 2001

Years registered · 25

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INTEROCEAN CAPITAL GROUP, LLC

CRD 310369 · SEC 801-119431

AUM

$5.8B

Regulatory assets under management

Employees

8,042 client accounts

Services offered by INTEROCEAN CAPITAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INTEROCEAN CAPITAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Mark E Carr offer?

Mark E Carr specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.

What are Mark E Carr's credentials?

Mark E Carr is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark E Carr located?

Mark E Carr is based in NASHVILLE, Tennessee, working with INTEROCEAN CAPITAL GROUP, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.

How does Mark E Carr charge for services?

Mark E Carr's firm is compensated through percentage of aum, subscription fees, other: revenue sharing with our affiliates, frs (see schedule d). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INTEROCEAN CAPITAL GROUP, LLC?

INTEROCEAN CAPITAL GROUP, LLC has approximately 40 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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