City Guide

How to Choose a Financial Advisor in KNOXVILLE, TN

A data-driven guide based on 157 registered advisors in KNOXVILLE
01

Local Market Overview

There are 157 registered financial advisors in KNOXVILLE, Tennessee. Approximately 96% report fee-based compensation, while 3% include commission-based compensation. The average firm serving KNOXVILLE manages $770M in assets.

Registered Advisors
157
In KNOXVILLE, TN
Avg Firm AUM
$770M
Assets under management
Top Credential
—
Community Profile

KNOXVILLE has a population of 191,857 with a median household income of $48,309. The median age is 33.4.

Advisor density: 8.2 per 10K residents
Median income: $48,309
Compensation Types Reported
Percentage of AUM
96% of advisors · 151 total
Subscription fees
69% of advisors · 108 total
Hourly charges
66% of advisors · 104 total
Performance-based fees
11% of advisors · 18 total
Fixed fees
6% of advisors · 10 total
Other: CARRIED INTEREST
3% of advisors · 5 total
02

What to Look For

Check their credentials
The CFP (Certified Financial Planner) is the gold standard for comprehensive financial planning. A CFA (Chartered Financial Analyst) signals deep investment expertise, while a ChFC (Chartered Financial Consultant) covers insurance and estate planning.
Understand fee structures
Fee-only advisors charge only for their advice (hourly, flat fee, or % of AUM). Fee-based advisors may also earn commissions on products they sell. Commission-only advisors earn money from product sales. Fee-only is generally considered the least conflicted model. See Tennessee fee analysis →
Verify their registration
Every legitimate advisor should be registered with the SEC or their state. Check FINRA BrokerCheck for disciplinary history, disclosures, and registration status. All advisors on AdvisorOS are sourced from official SEC/FINRA registration data.
Ask about account minimums
Some advisors require $250,000 or more to open an account. Others work with any portfolio size. Ask upfront to avoid wasting time on advisors who aren't a fit.
Review their Form CRS
The Form CRS (Client Relationship Summary) is a 2-page document every advisor must provide. It explains services, fees, conflicts of interest, and disciplinary history in plain language. Ask for it before your first meeting.
03

Browse Advisors in KNOXVILLE

157 advisors in KNOXVILLE, TN

Search the full directory of registered financial advisors in KNOXVILLE. Compare credentials, specialties, and firm details — all based on SEC and FINRA public data.

Browse KNOXVILLE AdvisorsAll Cities in Tennessee
04

Frequently Asked Questions

How many financial advisors are in KNOXVILLE, TN?
There are 157 registered financial advisors in KNOXVILLE, Tennessee, according to SEC and FINRA registration data.
What credentials should a financial advisor in KNOXVILLE have?
Look for CFP (Certified Financial Planner) for comprehensive planning, CFA for investment management, or ChFC for insurance and estate planning.
Are financial advisors in KNOXVILLE required to be fiduciaries?
Registered Investment Advisors (RIAs) have a fiduciary duty to act in your best interest. Broker-dealers follow a suitability standard. Always ask your advisor about their fiduciary status and get it in writing.
What do financial advisors in KNOXVILLE charge?
Fees vary widely. Fee-only advisors typically charge 0.5%–1.5% of assets under management, $150–$400/hour, or flat fees of $1,000–$7,500+ per plan. Commission-based advisors may not charge fees directly but earn commissions on products.
Guides for Nearby Cities
NASHVILLE Guide (391)MEMPHIS Guide (374)CHATTANOOGA Guide (164)BRENTWOOD Guide (154)FRANKLIN Guide (76)JOHNSON CITY Guide (22)JACKSON Guide (19)KINGSPORT Guide (13)GERMANTOWN Guide (11)NASHVILLLE Guide (10)
Browse KNOXVILLE Advisors by Specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
More Research
What Do Financial Advisors Cost in Tennessee? →National Fee Analysis →