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David Griffin Jr Patterson

WILEY BROS.-AINTREE CAPITAL, LLC·NASHVILLE, Tennessee
SIE, Series 1, Series 3, Series 5, Series 7TO, Series 8, Series 9, Series 10, Series 15, Series 63Clean recordWILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD., NASHVILLE, TN 37215CRD# 357869Firm CRD# 3767

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Griffin Jr Patterson · NASHVILLE, TN
Registration
CRD #357869 · WILEY BROS.-AINTREE CAPITAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 3
Series 5
Series 7TO
Series 8
Series 9
Series 10
Series 15
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
&PARTNERS
CRD 3767 · SEC 801-37145
AUM
$1.2B
Regulatory assets under management
Employees
327
3,051 client accounts
Services offered by &PARTNERS
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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04

Frequently Asked Questions

What services does David Griffin Jr Patterson offer?
David Griffin Jr Patterson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.
What are David Griffin Jr Patterson's credentials?
David Griffin Jr Patterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Griffin Jr Patterson located?
David Griffin Jr Patterson is based in NASHVILLE, Tennessee, working with WILEY BROS.-AINTREE CAPITAL, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.
How does David Griffin Jr Patterson charge for services?
David Griffin Jr Patterson's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions, performance-based fees, other: trans fee, service charges; 12b-1; money market trls; bdsp. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILEY BROS.-AINTREE CAPITAL, LLC?
WILEY BROS.-AINTREE CAPITAL, LLC has approximately 327 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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