Unclaimed Profile

James Conner

WOODMONT INVESTMENT COUNSEL, LLC·NASHVILLE, Tennessee

Series 7, Series 63Clean record22 years registeredWOODMONT INVESTMENT COUNSEL, LLC

401 COMMERCE STREET, NASHVILLE, TN 37219CRD# 2574506Firm CRD# 109779

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Conner · NASHVILLE, TN

Registration

CRD #2574506 · WOODMONT INVESTMENT COUNSEL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WOODMONT INVESTMENT COUNSEL, LLC

WOODMONT INVESTMENT COUNSEL, LLC

Feb 2004 – Jan 2021

NASHVILLE, TN

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · February 9, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WOODMONT INVESTMENT COUNSEL, LLC

CRD 109779 · SEC 801-57961

AUM

$1.4B

Regulatory assets under management

Employees

1,299 client accounts

Services offered by WOODMONT INVESTMENT COUNSEL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WOODMONT INVESTMENT COUNSEL, LLC →

Introduction

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Frequently Asked Questions

What services does James Conner offer?

James Conner specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory.

What are James Conner's credentials?

James Conner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Conner located?

James Conner is based in NASHVILLE, Tennessee, last registered with WOODMONT INVESTMENT COUNSEL, LLC.

How does James Conner charge for services?

James Conner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WOODMONT INVESTMENT COUNSEL, LLC?

WOODMONT INVESTMENT COUNSEL, LLC has approximately 11 employees and manages $1.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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