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Lisa Powell James

WILEY BROS.-AINTREE CAPITAL, LLC·NASHVILLE, Tennessee
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40 BURTON HILLS BLVD, NASHVILLE, TN 37215CRD# 1436648Firm CRD# 3767
01

About

Lisa Powell James is a registered financial advisor based in NASHVILLE, Tennessee, affiliated with WILEY BROS.-AINTREE CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
&PARTNERS
&PARTNERS
AUM
$1.2B
Regulatory assets under management
Employees
327
Total firm employees
View all advisors at &PARTNERS →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
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Background

Compensation
Percentage of AUM
Hourly charges
Fixed fees
Subscription fees
Commissions
Performance-based fees
Other: TRANS FEE, SERVICE CHARGES; 12B-1; MONEY MARKET TRLS; BDSP
Regulatory
SEC/IARD CRD# 1436648
Firm CRD# 3767
10 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Lisa Powell James offer?
Lisa Powell James specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.
What are Lisa Powell James's credentials?
Lisa Powell James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Powell James located?
Lisa Powell James is based in NASHVILLE, Tennessee, working with WILEY BROS.-AINTREE CAPITAL, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.
How does Lisa Powell James charge for services?
Lisa Powell James's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions, performance-based fees, other: trans fee, service charges; 12b-1; money market trls; bdsp. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILEY BROS.-AINTREE CAPITAL, LLC?
WILEY BROS.-AINTREE CAPITAL, LLC has approximately 327 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Tennessee
MEMPHIS (374)CHATTANOOGA (164)KNOXVILLE (157)BRENTWOOD (154)FRANKLIN (76)
City Guides
MEMPHIS GuideCHATTANOOGA GuideKNOXVILLE GuideBRENTWOOD GuideFRANKLIN Guide
Research
Advisor Fees in TennesseeNational Fee Analysis
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