AdvisorOS Directory
Claim Profile
Unclaimed Profile
LJ

Lisa Powell James

WILEY BROS.-AINTREE CAPITAL, LLC·NASHVILLE, Tennessee
SIE, Series 4, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 99TOClean recordWILEY BROS.-AINTREE CAPITAL, LLC
40 BURTON HILLS BLVD, NASHVILLE, TN 37215CRD# 1436648Firm CRD# 3767

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lisa Powell James · NASHVILLE, TN
Registration
CRD #1436648 · WILEY BROS.-AINTREE CAPITAL, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 27
Series 52TO
Series 53
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
&PARTNERS
CRD 3767 · SEC 801-37145
AUM
$1.2B
Regulatory assets under management
Employees
327
3,051 client accounts
Services offered by &PARTNERS
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at &PARTNERS →
Introduction

Speak with Lisa Powell

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Lisa Powell is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NASHVILLE?

Browse all registered financial advisors in NASHVILLE, Tennessee or claim this profile if it's yours.

Browse NASHVILLE AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Lisa Powell James offer?
Lisa Powell James specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NASHVILLE, Tennessee for a consultation.
What are Lisa Powell James's credentials?
Lisa Powell James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lisa Powell James located?
Lisa Powell James is based in NASHVILLE, Tennessee, working with WILEY BROS.-AINTREE CAPITAL, LLC. Their office serves clients in the NASHVILLE metropolitan area and surrounding communities.
How does Lisa Powell James charge for services?
Lisa Powell James's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions, performance-based fees, other: trans fee, service charges; 12b-1; money market trls; bdsp. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WILEY BROS.-AINTREE CAPITAL, LLC?
WILEY BROS.-AINTREE CAPITAL, LLC has approximately 327 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at WILEY BROS.-AINTREE CAPITAL, LLC

Richard Scott Nelson
NASHVILLE, TN
Brigitte Haden Wiley Cook
NASHVILLE, TN
David Warren Iii Wiley Iii
NASHVILLE, TN
Vicki G Markham
NASHVILLE, TN
David Griffin Jr Patterson
NASHVILLE, TN
David John Kowach
NASHVILLE, TN

More Advisors in NASHVILLE, Tennessee

Jesse Rogers Clayton
KINGSWELL CAPITAL MANAGEMENT, LLC·NASHVILLE, TN
James Conner
WOODMONT INVESTMENT COUNSEL, LLC·NASHVILLE, TN
Steve Laughlin
PINNACLE ADVISORY SERVICES INC.·NASHVILLE, TN
Mark E Carr
INTEROCEAN CAPITAL GROUP, LLC·NASHVILLE, TN
Iii Eldon Thoma
LOCALSHARES, INC.·NASHVILLE, TN
Nathan Shioji Kurita
PINNACLE WEALTH ADVISORS·NASHVILLE, TN

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Tennessee
MEMPHIS (221)KNOXVILLE (98)BRENTWOOD (93)CHATTANOOGA (59)FRANKLIN (53)JACKSON (18)GERMANTOWN (10)KINGSPORT (8)JOHNSON CITY (7)MURFREESBORO (6)
City Guides
MEMPHIS GuideKNOXVILLE GuideBRENTWOOD GuideCHATTANOOGA GuideFRANKLIN Guide
Research
Advisor Fees in TennesseeNational Fee Analysis
Request removal of this profile