Unclaimed Profile

Philip Richard Zanone

B. RILEY WEALTH PRIVATE SHARES, LLC·MEMPHIS, Tennessee

SIE, Series 4, Series 7, Series 24, Series 28, Series 63, Series 65, Series 99TO25 years registeredB. RILEY WEALTH PRIVATE SHARES, LLC

40 S. MAIN ST., MEMPHIS, TN 38103CRD# 2135221Firm CRD# 315851

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Richard Zanone · MEMPHIS, TN

Registration

CRD #2135221 · B. RILEY WEALTH PRIVATE SHARES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

B. RILEY WEALTH PRIVATE SHARES

Apr 2023 – present

B. RILEY WEALTH ADVISORS, INC.

Jul 2022 – present

B RILEY WEALTH MANAGEMENT

Mar 2004 – Dec 2022

Memphis, TN

WUNDERLICH SECURITIES, INC.

Jun 2001 – Oct 2003

Memphis, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 28

Series 63

Series 65

Series 99TO

Registration record

First registered · June 18, 2001

Years registered · 25

Disclosure History

2004Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

B. RILEY WEALTH PRIVATE SHARES, LLC

CRD 315851 · SEC 801-122228

AUM

$297M

Regulatory assets under management

Employees

9 client accounts

Services offered by B. RILEY WEALTH PRIVATE SHARES, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at B. RILEY WEALTH PRIVATE SHARES, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Richard Zanone offer?

Philip Richard Zanone specializes in Retirement Planning. Contact their office in MEMPHIS, Tennessee for a consultation.

What are Philip Richard Zanone's credentials?

Philip Richard Zanone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Richard Zanone located?

Philip Richard Zanone is based in MEMPHIS, Tennessee, working with B. RILEY WEALTH PRIVATE SHARES, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does Philip Richard Zanone charge for services?

Philip Richard Zanone's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B. RILEY WEALTH PRIVATE SHARES, LLC?

B. RILEY WEALTH PRIVATE SHARES, LLC has approximately 13 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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