Unclaimed Profile

Charles Peter Hastings

B. RILEY WEALTH PRIVATE SHARES, LLC·MEMPHIS, Tennessee

SIE, Series 7, Series 24, Series 55, Series 63, Series 65Clean record12 years registeredB. RILEY WEALTH PRIVATE SHARES, LLC

40 S. MAIN ST., MEMPHIS, TN 38103CRD# 4249390Firm CRD# 315851

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Peter Hastings · MEMPHIS, TN

Registration

CRD #4249390 · B. RILEY WEALTH PRIVATE SHARES, LLC · 12 years registered

Brand Profile

Not yet started

Career History

CHECCHI CAPITAL ADVISERS, LLC

May 2025 – present

B. RILEY WEALTH PRIVATE SHARES

Apr 2023 – Apr 2025

Los Angeles, CA

B. RILEY WEALTH ADVISORS, INC.

Jul 2022 – Apr 2025

Los Angeles, CA

B RILEY WEALTH MANAGEMENT

Oct 2019 – Dec 2022

Los Angeles, CA

B. RILEY ASSET MANAGEMENT

Apr 2015 – Oct 2019

LOS ANGELES, CA

B. RILEY ASSET MANAGEMENT, LLC

Jan 2014 – Jun 2015

LOS ANGELES, CA

B. RILEY & CO., LLC

Aug 2013 – Apr 2014

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 63

Series 65

Registration record

First registered · August 23, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

B. RILEY WEALTH PRIVATE SHARES, LLC

CRD 315851 · SEC 801-122228

AUM

$297M

Regulatory assets under management

Employees

9 client accounts

Services offered by B. RILEY WEALTH PRIVATE SHARES, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at B. RILEY WEALTH PRIVATE SHARES, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Peter Hastings offer?

Charles Peter Hastings specializes in Retirement Planning. Contact their office in MEMPHIS, Tennessee for a consultation.

What are Charles Peter Hastings's credentials?

Charles Peter Hastings is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Peter Hastings located?

Charles Peter Hastings is based in MEMPHIS, Tennessee, working with B. RILEY WEALTH PRIVATE SHARES, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does Charles Peter Hastings charge for services?

Charles Peter Hastings's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B. RILEY WEALTH PRIVATE SHARES, LLC?

B. RILEY WEALTH PRIVATE SHARES, LLC has approximately 13 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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