Unclaimed Profile

Marcus Anthony Arneaud

B. RILEY WEALTH PRIVATE SHARES, LLC·MEMPHIS, Tennessee

SIE, Series 4, Series 7, Series 9, Series 10, Series 14, Series 24, Series 27, Series 63, Series 65, Series 79TO, Series 99TOClean record24 years registeredB. RILEY WEALTH PRIVATE SHARES, LLC

40 S. MAIN ST., MEMPHIS, TN 38103CRD# 2858859Firm CRD# 315851

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marcus Anthony Arneaud · MEMPHIS, TN

Registration

CRD #2858859 · B. RILEY WEALTH PRIVATE SHARES, LLC · 24 years registered

Brand Profile

Not yet started

Career History

KOVACK ADVISORS, INC.

May 2025 – present

KOVACK SECURITIES INC.

May 2025 – present

B. RILEY WEALTH ADVISORS, INC.

Mar 2022 – May 2025

Boca Raton, FL

B RILEY WEALTH MANAGEMENT

Mar 2022 – Dec 2022

Boca Raton, FL

ASSOCIATED INVESTOR SERVICES, INC.

Mar 2021 – Oct 2021

FT. LAUDERDALE, FL

SECURITIES AMERICA ADVISORS, INC.

Oct 2020 – Oct 2021

FORT LAUDERDALE, FL

INVESTACORP ADVISORY SERVICES INC

May 2012 – Jul 2020

MIAMI, FL

SUMMIT FINANCIAL GROUP INC

Sep 2011 – May 2012

BOCA RATON, FL

INVESTACORP ADVISORY SERVICES INC

May 2009 – Jul 2011

MIAMI, FL

H. BECK, INC.

Nov 2007 – Dec 2007

FORT LAUDERDALE, FL

VSR ADVISORY SERVICES

Jan 2007 – Oct 2007

FORT LAUDERDALE, FL

GUNNALLEN FINANCIAL, INC

May 2002 – Jan 2007

COCONUT CREEK, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 14

Series 24

Series 27

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · May 10, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

B. RILEY WEALTH PRIVATE SHARES, LLC

CRD 315851 · SEC 801-122228

AUM

$297M

Regulatory assets under management

Employees

9 client accounts

Services offered by B. RILEY WEALTH PRIVATE SHARES, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at B. RILEY WEALTH PRIVATE SHARES, LLC →

Introduction

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Frequently Asked Questions

What services does Marcus Anthony Arneaud offer?

Marcus Anthony Arneaud specializes in Retirement Planning. Contact their office in MEMPHIS, Tennessee for a consultation.

What are Marcus Anthony Arneaud's credentials?

Marcus Anthony Arneaud is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marcus Anthony Arneaud located?

Marcus Anthony Arneaud is based in MEMPHIS, Tennessee, working with B. RILEY WEALTH PRIVATE SHARES, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does Marcus Anthony Arneaud charge for services?

Marcus Anthony Arneaud's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is B. RILEY WEALTH PRIVATE SHARES, LLC?

B. RILEY WEALTH PRIVATE SHARES, LLC has approximately 13 employees and manages $297M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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