Unclaimed Profile

Robert Joseph Fratesi

FINANCIAL RESOURCE MANAGEMENT, INC.·MEMPHIS, Tennessee

SIE, Series 6, Series 22, Series 27, Series 62, Series 63, Series 6522 years registeredFINANCIAL RESOURCE MANAGEMENT, INC.

775 RIDGE LAKE BLVD, MEMPHIS, TN 38120CRD# 1373072Firm CRD# 148305

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Joseph Fratesi · MEMPHIS, TN

Registration

CRD #1373072 · FINANCIAL RESOURCE MANAGEMENT, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL RESOURCE MANAGEMENT, INC.

ARETE WEALTH ADVISORS, LLC

Jan 2023 – Dec 2024

Memphis, TN

FINANCIAL RESOURCE MANAGEMENT, INC.

Dec 2008 – Dec 2022

MEMPHIS, TN

PRIVATE CONSULTING GROUP, INC.

May 2004 – Dec 2008

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 22

Series 27

Series 62

Series 63

Series 65

Registration record

First registered · May 25, 2004

Years registered · 22

Disclosure History

2021Customer Dispute·Settled

2011Customer Dispute·Settled

1990Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL RESOURCE MANAGEMENT, INC.

CRD 148305 · SEC 801-69630

AUM

$76M

Regulatory assets under management

Employees

568 client accounts

Services offered by FINANCIAL RESOURCE MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL RESOURCE MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Joseph Fratesi offer?

Robert Joseph Fratesi specializes in Financial Planning, Investment Management, Wealth Management.

What are Robert Joseph Fratesi's credentials?

Robert Joseph Fratesi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Joseph Fratesi located?

Robert Joseph Fratesi is based in MEMPHIS, Tennessee, last registered with FINANCIAL RESOURCE MANAGEMENT, INC..

How does Robert Joseph Fratesi charge for services?

Robert Joseph Fratesi's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL RESOURCE MANAGEMENT, INC.?

FINANCIAL RESOURCE MANAGEMENT, INC. has approximately 6 employees and manages $76M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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