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Kyle Hammett Gowen

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC·MEMPHIS, Tennessee
SIE, Series 7, Series 66CFPCFAClean record13 years registeredDUNCAN WILLIAMS ASSET MANAGEMENT, LLC
5350 POPLAR AVENUE, MEMPHIS, TN 38119CRD# 6183945Firm CRD# 174809

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kyle Hammett Gowen · MEMPHIS, TN
Registration
CRD #6183945 · DUNCAN WILLIAMS ASSET MANAGEMENT, LLC · 13 years registered
Brand Profile
Not yet started
01

Career History

Sep 2014Apr 2015
MEMPHIS, TN
Jun 2013Jul 2014
MEMPHIS, TN
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · June 19, 2013
Years registered · 13
Professional designations · CFP, CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD 174809 · SEC 801-81015
AUM
$1.0B
Regulatory assets under management
Employees
15
1,286 client accounts
Services offered by DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Kyle Hammett Gowen offer?
Kyle Hammett Gowen specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.
What are Kyle Hammett Gowen's credentials?
Kyle Hammett Gowen holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Kyle Hammett Gowen located?
Kyle Hammett Gowen is based in MEMPHIS, Tennessee, working with DUNCAN WILLIAMS ASSET MANAGEMENT, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.
How does Kyle Hammett Gowen charge for services?
Kyle Hammett Gowen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DUNCAN WILLIAMS ASSET MANAGEMENT, LLC?
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC has approximately 15 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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