Unclaimed Profile

David Nicholas Scully

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC·MEMPHIS, Tennessee

SIE, Series 3, Series 7, Series 24, Series 66CFP CFAClean record18 years registeredDUNCAN WILLIAMS ASSET MANAGEMENT, LLC

5350 POPLAR AVENUE, MEMPHIS, TN 38119CRD# 5023371Firm CRD# 174809

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Nicholas Scully · MEMPHIS, TN

Registration

CRD #5023371 · DUNCAN WILLIAMS ASSET MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Mar 2015 – present

DUNCAN-WILLIAMS, INC.

Apr 2012 – Oct 2015

MEMPHIS, TN

MORGAN KEEGAN & COMPANY, INC.

Aug 2007 – Mar 2012

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 66

Registration record

First registered · August 28, 2007

Years registered · 18

Professional designations · CFP, CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

CRD 174809 · SEC 801-81015

AUM

$1.0B

Regulatory assets under management

Employees

1,286 client accounts

Services offered by DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does David Nicholas Scully offer?

David Nicholas Scully specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.

What are David Nicholas Scully's credentials?

David Nicholas Scully holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Nicholas Scully located?

David Nicholas Scully is based in MEMPHIS, Tennessee, working with DUNCAN WILLIAMS ASSET MANAGEMENT, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.

How does David Nicholas Scully charge for services?

David Nicholas Scully's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUNCAN WILLIAMS ASSET MANAGEMENT, LLC?

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC has approximately 15 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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