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Franklin Farley Reid

DUNCAN WILLIAMS ASSET MANAGEMENT, LLC·MEMPHIS, Tennessee
SIE, Series 4, Series 7, Series 24, Series 27, Series 63, Series 99TOClean recordDUNCAN WILLIAMS ASSET MANAGEMENT, LLC
5350 POPLAR AVENUE, MEMPHIS, TN 38119CRD# 1393146Firm CRD# 174809

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Franklin Farley Reid · MEMPHIS, TN
Registration
CRD #1393146 · DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 4
Series 7
Series 24
Series 27
Series 63
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD 174809 · SEC 801-81015
AUM
$1.0B
Regulatory assets under management
Employees
15
1,286 client accounts
Services offered by DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Franklin Farley Reid offer?
Franklin Farley Reid specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEMPHIS, Tennessee for a consultation.
What are Franklin Farley Reid's credentials?
Franklin Farley Reid is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Franklin Farley Reid located?
Franklin Farley Reid is based in MEMPHIS, Tennessee, working with DUNCAN WILLIAMS ASSET MANAGEMENT, LLC. Their office serves clients in the MEMPHIS metropolitan area and surrounding communities.
How does Franklin Farley Reid charge for services?
Franklin Farley Reid's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DUNCAN WILLIAMS ASSET MANAGEMENT, LLC?
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC has approximately 15 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC

Heather Diane Smith
MEMPHIS, TN
Patrick Thompson Burnett
MEMPHIS, TN
Duncan Franklin Williams
MEMPHIS, TN
David Nicholas Scully
MEMPHIS, TN
CFPCFA
Kyle Hammett Gowen
MEMPHIS, TN
CFPCFA
George Demetri Patikas
MEMPHIS, TN

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