Unclaimed Profile

Allen Ray Gillespie

FINTRUST CAPITAL ADVISORS, LLC·GREENVILLE, South Carolina

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 79, Series 86, Series 87, Series 99TOCFAClean record17 years registeredFINTRUST CAPITAL ADVISORS, LLC

124 VERDAE BLVD., GREENVILLE, SC 29607CRD# 2513792Firm CRD# 145460

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Allen Ray Gillespie · GREENVILLE, SC

Registration

CRD #2513792 · FINTRUST CAPITAL ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Oct 2024 – present

FINTRUST CAPITAL ADVISORS, LLC

Mar 2018 – Oct 2024

GREENVILLE, SC

FINTRUST INVESTMENT ADVISORY SERVICES, LLC

Sep 2009 – Mar 2018

GREENVILLE, SC

GNI CAPITAL, LLC

Apr 2009 – Mar 2019

GREENVILLE, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 79

Series 86

Series 87

Series 99TO

Registration record

First registered · April 8, 2009

Years registered · 17

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINTRUST CAPITAL ADVISORS, LLC

CRD 145460 · SEC 801-68568

AUM

$1.7B

Regulatory assets under management

Employees

1,968 client accounts

Services offered by FINTRUST CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINTRUST CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Allen Ray Gillespie offer?

Allen Ray Gillespie specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENVILLE, South Carolina for a consultation.

What are Allen Ray Gillespie's credentials?

Allen Ray Gillespie holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Allen Ray Gillespie located?

Allen Ray Gillespie is based in GREENVILLE, South Carolina, working with FINTRUST CAPITAL ADVISORS, LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.

How does Allen Ray Gillespie charge for services?

Allen Ray Gillespie's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINTRUST CAPITAL ADVISORS, LLC?

FINTRUST CAPITAL ADVISORS, LLC has approximately 35 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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