Unclaimed Profile

Richard Patrick Sheridan

FINTRUST CAPITAL ADVISORS, LLC·GREENVILLE, South Carolina

SIE, Series 7, Series 9, Series 10, Series 23, Series 24, Series 31, Series 63, Series 65Clean record26 years registeredFINTRUST CAPITAL ADVISORS, LLC

124 VERDAE BLVD., GREENVILLE, SC 29607CRD# 1266071Firm CRD# 145460

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Patrick Sheridan · GREENVILLE, SC

Registration

CRD #1266071 · FINTRUST CAPITAL ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINTRUST CAPITAL ADVISORS, LLC

FINTRUST CAPITAL ADVISORS, LLC

Jan 2008 – Jul 2023

ATHENS, GA

AMERICAN SECURITIES GROUP, INC.

May 2006 – Mar 2008

ATHENS, GA

WACHOVIA SECURITIES, LLC

Oct 1999 – Apr 2006

ATHENS, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 23

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · October 1, 1999

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINTRUST CAPITAL ADVISORS, LLC

CRD 145460 · SEC 801-68568

AUM

$1.7B

Regulatory assets under management

Employees

1,968 client accounts

Services offered by FINTRUST CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINTRUST CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Patrick Sheridan offer?

Richard Patrick Sheridan specializes in Financial Planning, Investment Management, Wealth Management.

What are Richard Patrick Sheridan's credentials?

Richard Patrick Sheridan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Patrick Sheridan located?

Richard Patrick Sheridan is based in GREENVILLE, South Carolina, last registered with FINTRUST CAPITAL ADVISORS, LLC.

How does Richard Patrick Sheridan charge for services?

Richard Patrick Sheridan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINTRUST CAPITAL ADVISORS, LLC?

FINTRUST CAPITAL ADVISORS, LLC has approximately 35 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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