Unclaimed Profile

James Harvey Bozman

BROAD STREET CAPITAL ADVISORS, LLC·ATHENS, Georgia

SIE, Series 3, Series 7, Series 63, Series 65Clean record28 years registeredBROAD STREET CAPITAL ADVISORS, LLC

1550 TIMOTHY ROAD, ATHENS, GA 30606CRD# 1637763Firm CRD# 145460

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Harvey Bozman · ATHENS, GA

Registration

CRD #1637763 · BROAD STREET CAPITAL ADVISORS, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BROAD STREET CAPITAL ADVISORS, LLC

FINTRUST CAPITAL ADVISORS, LLC

Jan 2008 – Dec 2022

ATHENS, GA

AMERICAN SECURITIES GROUP, INC.

May 2006 – Mar 2008

ATHENS, GA

WACHOVIA SECURITIES, LLC

Jan 1998 – Apr 2006

ATHENS, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · January 1, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINTRUST CAPITAL ADVISORS, LLC

CRD 145460 · SEC 801-68568

AUM

$1.7B

Regulatory assets under management

Employees

1,968 client accounts

Services offered by FINTRUST CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINTRUST CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Harvey Bozman offer?

James Harvey Bozman specializes in Financial Planning, Investment Management, Wealth Management.

What are James Harvey Bozman's credentials?

James Harvey Bozman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Harvey Bozman located?

James Harvey Bozman is based in ATHENS, Georgia, last registered with BROAD STREET CAPITAL ADVISORS, LLC.

How does James Harvey Bozman charge for services?

James Harvey Bozman's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROAD STREET CAPITAL ADVISORS, LLC?

BROAD STREET CAPITAL ADVISORS, LLC has approximately 35 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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