Unclaimed Profile

Kimberly B Sparks

SANDLAPPER WEALTH MANAGEMENT, LLC·GREENVILLE, South Carolina

SIE, Series 6, Series 7, Series 9, Series 10, Series 24, Series 63, Series 66Clean record14 years registeredSANDLAPPER WEALTH MANAGEMENT, LLC

101 N. MAIN ST., GREENVILLE, SC 29601CRD# 2748868Firm CRD# 164443

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly B Sparks · GREENVILLE, SC

Registration

CRD #2748868 · SANDLAPPER WEALTH MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.

Oct 2025 – present

FIRST COMMAND ADVISORY SERVICES

Mar 2025 – Jul 2025

FORT WORTH, TX

CETERA INVESTMENT ADVISERS LLC

Jul 2019 – Jan 2025

PIEDMONT, SC

CETERA ADVISOR NETWORKS LLC

Aug 2017 – Nov 2018

ATLANTA, GA

LPL FINANCIAL LLC

Oct 2013 – Nov 2015

CHARLOTTE, NC

SANDLAPPER WEALTH MANAGEMENT, LLC

Aug 2012 – Aug 2013

GREENVILLE, SC

FMSI ADVISERS

May 2012 – Jul 2012

BLOOMINGTON, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 24

Series 63

Series 66

Registration record

First registered · May 14, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SANDLAPPER WEALTH MANAGEMENT, LLC

CRD 164443 · SEC 801-76985

AUM

$142K

Regulatory assets under management

Employees

4 client accounts

Services offered by SANDLAPPER WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SANDLAPPER WEALTH MANAGEMENT, LLC →

Introduction

Speak with Kimberly

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kimberly is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in GREENVILLE?

Browse all registered financial advisors in GREENVILLE, South Carolina or claim this profile if it's yours.

Browse GREENVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kimberly B Sparks offer?

Kimberly B Sparks specializes in Financial Planning, Investment Management. Contact their office in GREENVILLE, South Carolina for a consultation.

What are Kimberly B Sparks's credentials?

Kimberly B Sparks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly B Sparks located?

Kimberly B Sparks is based in GREENVILLE, South Carolina, working with SANDLAPPER WEALTH MANAGEMENT, LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.

How does Kimberly B Sparks charge for services?

Kimberly B Sparks's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANDLAPPER WEALTH MANAGEMENT, LLC?

SANDLAPPER WEALTH MANAGEMENT, LLC has approximately 14 employees and manages $142K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →