Unclaimed Profile

Philip Hamilton Brice

FINTRUST CAPITAL ADVISORS, LLC·GREENVILLE, South Carolina

SIE, Series 3, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record24 years registeredFINTRUST CAPITAL ADVISORS, LLC

124 VERDAE BLVD., GREENVILLE, SC 29607CRD# 1019504Firm CRD# 145460

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Hamilton Brice · GREENVILLE, SC

Registration

CRD #1019504 · FINTRUST CAPITAL ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Oct 2024 – present

FINTRUST CAPITAL ADVISORS, LLC

Mar 2018 – Oct 2024

Greenville, SC

GNI CAPITAL, LLC

May 2014 – Mar 2019

GREENVILLE, SC

FINTRUST INVESTMENT ADVISORY SERVICES, LLC

Mar 2009 – Mar 2018

GREENVILLE, SC

GNI CAPITAL INC.

Apr 2007 – Mar 2009

GREENVILLE, SC

AMERICAN SECURITIES GROUP, INC.

Apr 2006 – May 2007

GREENVILLE, SC

WACHOVIA SECURITIES, LLC

Jun 2002 – Apr 2006

GREENVILLE, SC

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · June 5, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FINTRUST CAPITAL ADVISORS, LLC

CRD 145460 · SEC 801-68568

AUM

$1.7B

Regulatory assets under management

Employees

1,968 client accounts

Services offered by FINTRUST CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FINTRUST CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Hamilton Brice offer?

Philip Hamilton Brice specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREENVILLE, South Carolina for a consultation.

What are Philip Hamilton Brice's credentials?

Philip Hamilton Brice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Hamilton Brice located?

Philip Hamilton Brice is based in GREENVILLE, South Carolina, working with FINTRUST CAPITAL ADVISORS, LLC. Their office serves clients in the GREENVILLE metropolitan area and surrounding communities.

How does Philip Hamilton Brice charge for services?

Philip Hamilton Brice's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINTRUST CAPITAL ADVISORS, LLC?

FINTRUST CAPITAL ADVISORS, LLC has approximately 35 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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