Unclaimed Profile

Nathan Charles Goodwin

KLR INVESTMENT ADVISORS, LLC·PROVIDENCE, Rhode Island

SIE, Series 7, Series 24, Series 63, Series 65Clean record12 years registeredKLR INVESTMENT ADVISORS, LLC

951 NORTH MAIN STREET, PROVIDENCE, RI 02904CRD# 3146132Firm CRD# 124716

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nathan Charles Goodwin · PROVIDENCE, RI

Registration

CRD #3146132 · KLR INVESTMENT ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KLR INVESTMENT ADVISORS, LLC

AMERITAS ADVISORY SERVICES, LLC

May 2025 – May 2026

Cincinnati, OH

BALDWIN WEALTH PARTNERS, LLC

Jul 2024 – Jan 2025

KEENE, NH

KLR INVESTMENT ADVISORS, LLC

Dec 2022 – Jul 2024

PROVIDENCE, RI

CITIZENS SECURITIES, INC.

Jun 2016 – Dec 2022

WESTWOOD, MA

SIGNATOR INVESTORS, INC.

Jan 2014 – Jun 2016

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 10, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KLR INVESTMENT ADVISORS, LLC

CRD 124716 · SEC 801-118575

AUM

$255M

Regulatory assets under management

Employees

426 client accounts

Services offered by KLR INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KLR INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Nathan Charles Goodwin offer?

Nathan Charles Goodwin specializes in Financial Planning, Investment Management, Wealth Management.

What are Nathan Charles Goodwin's credentials?

Nathan Charles Goodwin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nathan Charles Goodwin located?

Nathan Charles Goodwin is based in PROVIDENCE, Rhode Island, last registered with KLR INVESTMENT ADVISORS, LLC.

How does Nathan Charles Goodwin charge for services?

Nathan Charles Goodwin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KLR INVESTMENT ADVISORS, LLC?

KLR INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $255M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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