Unclaimed Profile

Craig R Dumas

KLR INVESTMENT ADVISORS, LLC·PROVIDENCE, Rhode Island

Series 7, Series 24, Series 66Clean record24 years registeredKLR INVESTMENT ADVISORS, LLC

951 NORTH MAIN STREET, PROVIDENCE, RI 02904CRD# 4373761Firm CRD# 124716

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Craig R Dumas · PROVIDENCE, RI

Registration

CRD #4373761 · KLR INVESTMENT ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

BALDWIN WEALTH PARTNERS, LLC

Jul 2024 – present

KLR INVESTMENT ADVISORS, LLC

Nov 2006 – Jul 2024

PROVIDENCE, RI

MULTI-FINANCIAL SECURITIES CORPORATION

May 2006 – Oct 2009

PROVIDENCE, RI

CCO INVESTMENT SERVICES CORP.

Apr 2005 – Feb 2006

SMITHFIELD, RI

SECURIAN FINANCIAL SERVICES, INC.

Jan 2002 – Mar 2005

WARWICK, RI

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 66

Registration record

First registered · January 2, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KLR INVESTMENT ADVISORS, LLC

CRD 124716 · SEC 801-118575

AUM

$255M

Regulatory assets under management

Employees

426 client accounts

Services offered by KLR INVESTMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KLR INVESTMENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Craig R Dumas offer?

Craig R Dumas specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.

What are Craig R Dumas's credentials?

Craig R Dumas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Craig R Dumas located?

Craig R Dumas is based in PROVIDENCE, Rhode Island, working with KLR INVESTMENT ADVISORS, LLC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.

How does Craig R Dumas charge for services?

Craig R Dumas's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KLR INVESTMENT ADVISORS, LLC?

KLR INVESTMENT ADVISORS, LLC has approximately 7 employees and manages $255M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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