Unclaimed Profile

Nicholas Michael Bales

PAULSON INVESTMENT COMPANY, INC.·PORTLAND, Oregon

SIE, Series 7, Series 24, Series 66Clean record23 years registeredPAULSON INVESTMENT COMPANY, INC.

811 SW NAITO PARKWAY, PORTLAND, OR 97204CRD# 3262850Firm CRD# 5670

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Michael Bales · PORTLAND, OR

Registration

CRD #3262850 · PAULSON INVESTMENT COMPANY, INC. · 23 years registered

Brand Profile

Not yet started

Career History

EDWARD JONES

Sep 2018 – present

NBC SECURITIES, INC.

Jun 2015 – Sep 2018

PORTLAND, OR

JHS CAPITAL ADVISORS, LLC

Apr 2012 – Jun 2015

PORTLAND, OR

PAULSON INVESTMENT COMPANY, INC.

Aug 2002 – Apr 2012

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · August 27, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PAULSON INVESTMENT COMPANY, LLC

CRD 5670 · SEC 801-107194

AUM

$15M

Regulatory assets under management

Employees

7 client accounts

Services offered by PAULSON INVESTMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at PAULSON INVESTMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Michael Bales offer?

Nicholas Michael Bales specializes in Investment Management, Retirement Planning. Contact their office in PORTLAND, Oregon for a consultation.

What are Nicholas Michael Bales's credentials?

Nicholas Michael Bales is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Michael Bales located?

Nicholas Michael Bales is based in PORTLAND, Oregon, working with PAULSON INVESTMENT COMPANY, INC.. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Nicholas Michael Bales charge for services?

Nicholas Michael Bales's firm is compensated through percentage of aum, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PAULSON INVESTMENT COMPANY, INC.?

PAULSON INVESTMENT COMPANY, INC. has approximately 50 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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