Unclaimed Profile

Malcolm Alexander Winks

PAULSON INVESTMENT COMPANY, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 27, Series 57TO, Series 66, Series 99TOClean record14 years registeredPAULSON INVESTMENT COMPANY, LLC

566 WEST ADAMS ST, CHICAGO, IL 60661CRD# 5153752Firm CRD# 5670

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Malcolm Alexander Winks · CHICAGO, IL

Registration

CRD #5153752 · PAULSON INVESTMENT COMPANY, LLC · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PAULSON INVESTMENT COMPANY, LLC

ADVANCED EQUITIES, INC.

Jan 2012 – Nov 2012

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 57TO

Series 66

Series 99TO

Registration record

First registered · January 24, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PAULSON INVESTMENT COMPANY, LLC

CRD 5670 · SEC 801-107194

AUM

$15M

Regulatory assets under management

Employees

7 client accounts

Services offered by PAULSON INVESTMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at PAULSON INVESTMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Malcolm Alexander Winks offer?

Malcolm Alexander Winks specializes in Investment Management, Retirement Planning.

What are Malcolm Alexander Winks's credentials?

Malcolm Alexander Winks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Malcolm Alexander Winks located?

Malcolm Alexander Winks is based in CHICAGO, Illinois, last registered with PAULSON INVESTMENT COMPANY, LLC.

How does Malcolm Alexander Winks charge for services?

Malcolm Alexander Winks's firm is compensated through percentage of aum, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PAULSON INVESTMENT COMPANY, LLC?

PAULSON INVESTMENT COMPANY, LLC has approximately 50 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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