Unclaimed Profile

Margaret Lorraine Maxfield

PAULSON INVESTMENT COMPANY, LLC·CHICAGO, Illinois

SIE, Series 7, Series 24, Series 63, Series 79TOCFAClean record24 years registeredPAULSON INVESTMENT COMPANY, LLC

566 WEST ADAMS ST, CHICAGO, IL 60661CRD# 1092225Firm CRD# 5670

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Margaret Lorraine Maxfield · CHICAGO, IL

Registration

CRD #1092225 · PAULSON INVESTMENT COMPANY, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PAULSON INVESTMENT COMPANY, LLC

PAULSON INVESTMENT COMPANY, INC.

Jan 2006 – May 2012

Lake Oswego, OR

PAULSON INVESTMENT COMPANY, INC.

Feb 2002 – Feb 2003

Lake Oswego, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 79TO

Registration record

First registered · February 11, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PAULSON INVESTMENT COMPANY, LLC

CRD 5670 · SEC 801-107194

AUM

$15M

Regulatory assets under management

Employees

7 client accounts

Services offered by PAULSON INVESTMENT COMPANY, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at PAULSON INVESTMENT COMPANY, LLC →

Introduction

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Frequently Asked Questions

What services does Margaret Lorraine Maxfield offer?

Margaret Lorraine Maxfield specializes in Investment Management, Retirement Planning.

What are Margaret Lorraine Maxfield's credentials?

Margaret Lorraine Maxfield holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Margaret Lorraine Maxfield located?

Margaret Lorraine Maxfield is based in CHICAGO, Illinois, last registered with PAULSON INVESTMENT COMPANY, LLC.

How does Margaret Lorraine Maxfield charge for services?

Margaret Lorraine Maxfield's firm is compensated through percentage of aum, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PAULSON INVESTMENT COMPANY, LLC?

PAULSON INVESTMENT COMPANY, LLC has approximately 50 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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