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Mark Stuart Finckle

PAULSON INVESTMENT COMPANY, LLC·CHICAGO, Illinois
SIE, Series 7, Series 24, Series 63Clean recordPAULSON INVESTMENT COMPANY, LLC
566 WEST ADAMS ST, CHICAGO, IL 60661CRD# 2650476Firm CRD# 5670

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Stuart Finckle · CHICAGO, IL
Registration
CRD #2650476 · PAULSON INVESTMENT COMPANY, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
PAULSON INVESTMENT COMPANY, LLC
CRD 5670 · SEC 801-107194
AUM
$15M
Regulatory assets under management
Employees
50
7 client accounts
Services offered by PAULSON INVESTMENT COMPANY, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at PAULSON INVESTMENT COMPANY, LLC →
Introduction

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Frequently Asked Questions

What services does Mark Stuart Finckle offer?
Mark Stuart Finckle specializes in Investment Management, Retirement Planning. Contact their office in CHICAGO, Illinois for a consultation.
What are Mark Stuart Finckle's credentials?
Mark Stuart Finckle is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Stuart Finckle located?
Mark Stuart Finckle is based in CHICAGO, Illinois, working with PAULSON INVESTMENT COMPANY, LLC. Their office serves clients in the CHICAGO metropolitan area and surrounding communities.
How does Mark Stuart Finckle charge for services?
Mark Stuart Finckle's firm is compensated through percentage of aum, commissions, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PAULSON INVESTMENT COMPANY, LLC?
PAULSON INVESTMENT COMPANY, LLC has approximately 50 employees and manages $15M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PAULSON INVESTMENT COMPANY, LLC

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Margaret Lorraine Maxfield
CHICAGO, IL
CFA
Starla Jean Goff
CHICAGO, IL
Christopher Steven Clark
CHICAGO, IL
Kellie Marie Davis
PORTLAND, OR
Thomas Stewart Parigian
CHICAGO, IL

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