Unclaimed Profile

Joseph Charles Kean

VANTAGE FINANCIAL GROUP, INC.·CLEVELAND, Ohio

SIE, Series 7, Series 9, Series 10, Series 24, Series 66Clean record21 years registeredVANTAGE FINANCIAL GROUP, INC.

6200 ROCKSIDE ROAD, CLEVELAND, OH 44131CRD# 4501282Firm CRD# 105950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Charles Kean · CLEVELAND, OH

Registration

CRD #4501282 · VANTAGE FINANCIAL GROUP, INC. · 21 years registered

Brand Profile

Not yet started

Career History

CETERA INVESTMENT ADVISERS LLC

Jun 2023 – present

CETERA WEALTH SERVICES, LLC

Apr 2014 – present

VANTAGE FINANCIAL GROUP, INC.

Feb 2015 – Jan 2022

CLEVELAND, OH

CETERA ADVISOR NETWORKS LLC

Apr 2014 – Jun 2023

BOARDMAN, OH

PNC INVESTMENTS

Nov 2009 – Mar 2014

CLEVELAND, OH

NATCITY INVESTMENTS, INC.

Sep 2004 – Nov 2009

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 66

Registration record

First registered · September 8, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VANTAGE FINANCIAL GROUP, INC.

CRD 105950 · SEC 801-33485

AUM

$720M

Regulatory assets under management

Employees

2,461 client accounts

Services offered by VANTAGE FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VANTAGE FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Joseph Charles Kean offer?

Joseph Charles Kean specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CLEVELAND, Ohio for a consultation.

What are Joseph Charles Kean's credentials?

Joseph Charles Kean is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Charles Kean located?

Joseph Charles Kean is based in CLEVELAND, Ohio, working with VANTAGE FINANCIAL GROUP, INC.. Their office serves clients in the CLEVELAND metropolitan area and surrounding communities.

How does Joseph Charles Kean charge for services?

Joseph Charles Kean's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VANTAGE FINANCIAL GROUP, INC.?

VANTAGE FINANCIAL GROUP, INC. has approximately 63 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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