Unclaimed Profile

James Andrew Brace

GLASFUNDS, LLC·CLEVELAND, Ohio

SIE, Series 7, Series 66Clean record10 years registeredGLASFUNDS, LLC

1100 SUPERIOR AVENUE E, CLEVELAND, OH 44114CRD# 6258836Firm CRD# 150884

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Andrew Brace · CLEVELAND, OH

Registration

CRD #6258836 · GLASFUNDS, LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GLASFUNDS, LLC

UBS FINANCIAL SERVICES INC.

Aug 2015 – Sep 2018

WEEHAWKEN, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · August 31, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GLASFUNDS, LLC

CRD 150884 · SEC 801-119167

AUM

$2.0B

Regulatory assets under management

Employees

2 client accounts

Services offered by GLASFUNDS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at GLASFUNDS, LLC →

Introduction

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Frequently Asked Questions

What services does James Andrew Brace offer?

James Andrew Brace specializes in Retirement Planning, Fee-Only Advisory.

What are James Andrew Brace's credentials?

James Andrew Brace is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Andrew Brace located?

James Andrew Brace is based in CLEVELAND, Ohio, last registered with GLASFUNDS, LLC.

How does James Andrew Brace charge for services?

James Andrew Brace's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GLASFUNDS, LLC?

GLASFUNDS, LLC has approximately 24 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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