Unclaimed Profile

Carl Michael Ferrazza

VANTAGE FINANCIAL GROUP, INC.·INDEPENDENCE, Ohio

SIE, Series 6, Series 7, Series 63ChFCClean record27 years registeredVANTAGE FINANCIAL GROUP, INC.

6200 ROCKSIDE ROAD, INDEPENDENCE, OH 44131CRD# 1214376Firm CRD# 105950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Michael Ferrazza · INDEPENDENCE, OH

Registration

CRD #1214376 · VANTAGE FINANCIAL GROUP, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VANTAGE FINANCIAL GROUP, INC.

CETERA ADVISOR NETWORKS LLC

Sep 2013 – Jan 2023

CLEVELAND, OH

WALNUT STREET SECURITIES, INC.

Oct 2007 – Sep 2013

CLEVELAND, OH

VANTAGE FINANCIAL GROUP, INC.

Aug 1999 – Jan 2023

CLEVELAND, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Registration record

First registered · August 13, 1999

Years registered · 27

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VANTAGE FINANCIAL GROUP, INC.

CRD 105950 · SEC 801-33485

AUM

$720M

Regulatory assets under management

Employees

2,461 client accounts

Services offered by VANTAGE FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VANTAGE FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Carl Michael Ferrazza offer?

Carl Michael Ferrazza specializes in Financial Planning, Investment Management, Wealth Management.

What are Carl Michael Ferrazza's credentials?

Carl Michael Ferrazza holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Carl Michael Ferrazza located?

Carl Michael Ferrazza is based in INDEPENDENCE, Ohio, last registered with VANTAGE FINANCIAL GROUP, INC..

How does Carl Michael Ferrazza charge for services?

Carl Michael Ferrazza's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VANTAGE FINANCIAL GROUP, INC.?

VANTAGE FINANCIAL GROUP, INC. has approximately 63 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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