Unclaimed Profile

Steven Daniel Bocan

VANTAGE FINANCIAL GROUP, INC.·INDEPENDENCE, Ohio

SIE, Series 4, Series 7, Series 8, Series 14, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record22 years registeredVANTAGE FINANCIAL GROUP, INC.

6200 ROCKSIDE ROAD, INDEPENDENCE, OH 44131CRD# 2704032Firm CRD# 105950

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Daniel Bocan · INDEPENDENCE, OH

Registration

CRD #2704032 · VANTAGE FINANCIAL GROUP, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VANTAGE FINANCIAL GROUP, INC.

CETERA ADVISOR NETWORKS LLC

Sep 2013 – Sep 2014

ELYRIA, OH

WALNUT STREET SECURITIES, INC.

Jul 2012 – Sep 2013

CLEVELAND, OH

PNC INVESTMENTS

Sep 2010 – Dec 2011

MENTOR, OH

AXA ADVISORS, LLC

Sep 2009 – Sep 2010

CLEVELAND, OH

KEY INVESTMENT SERVICES LLC

Jan 2006 – Feb 2008

SOUTH BEND, IN

MCDONALD INVESTMENTS INC.

Aug 2004 – Jan 2006

BROOLYN, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 14

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · August 3, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VANTAGE FINANCIAL GROUP, INC.

CRD 105950 · SEC 801-33485

AUM

$720M

Regulatory assets under management

Employees

2,461 client accounts

Services offered by VANTAGE FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VANTAGE FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does Steven Daniel Bocan offer?

Steven Daniel Bocan specializes in Financial Planning, Investment Management, Wealth Management.

What are Steven Daniel Bocan's credentials?

Steven Daniel Bocan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Daniel Bocan located?

Steven Daniel Bocan is based in INDEPENDENCE, Ohio, last registered with VANTAGE FINANCIAL GROUP, INC..

How does Steven Daniel Bocan charge for services?

Steven Daniel Bocan's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VANTAGE FINANCIAL GROUP, INC.?

VANTAGE FINANCIAL GROUP, INC. has approximately 63 employees and manages $720M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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