Unclaimed Profile

Roberta June Lemmo

MAI CAPITAL MANAGEMENT, LLC·CLEVELAND, Ohio

Clean record25 years registeredMAI CAPITAL MANAGEMENT, LLC

1360 EAST 9TH STREET, CLEVELAND, OH 44114-1782CRD# 4374756Firm CRD# 109807

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roberta June Lemmo · CLEVELAND, OH

Registration

CRD #4374756 · MAI CAPITAL MANAGEMENT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MAI CAPITAL MANAGEMENT, LLC

MAI CAPITAL MANAGEMENT, LLC

Mar 2001 – Nov 2024

CLEVELAND, OH

Registrations & Exams

Registration record

First registered · March 23, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAI CAPITAL MANAGEMENT, LLC

CRD 109807 · SEC 801-58104

AUM

$19.7B

Regulatory assets under management

Employees

331

26,826 client accounts

Services offered by MAI CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at MAI CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Roberta June Lemmo offer?

Roberta June Lemmo specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Roberta June Lemmo's credentials?

Roberta June Lemmo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roberta June Lemmo located?

Roberta June Lemmo is based in CLEVELAND, Ohio, last registered with MAI CAPITAL MANAGEMENT, LLC.

How does Roberta June Lemmo charge for services?

Roberta June Lemmo's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees, other: percentage of non-investment income. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAI CAPITAL MANAGEMENT, LLC?

MAI CAPITAL MANAGEMENT, LLC has approximately 331 employees and manages $19.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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