Unclaimed Profile

Sean Michael Whelan

ALPHASTAR CAPITAL MANAGEMENT, LLC·CORNELIUS, North Carolina

SIE, Series 7, Series 66Clean record21 years registeredALPHASTAR CAPITAL MANAGEMENT, LLC

19520 WEST CATAWBA AVENUE, CORNELIUS, NC 28031CRD# 4858627Firm CRD# 157423

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Michael Whelan · CORNELIUS, NC

Registration

CRD #4858627 · ALPHASTAR CAPITAL MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALPHASTAR CAPITAL MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Feb 2010 – Mar 2010

PENNINGTON

EVERGREEN INVESTMENT MANAGEMENT CO

May 2009 – Dec 2009

BOSTON, MA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 2006 – Dec 2007

CHARLOTTE, NC

RBC DAIN RAUSCHER INC.

Dec 2004 – Nov 2005

WEST PATTERSON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · December 16, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD 157423 · SEC 801-72361

AUM

$1.1B

Regulatory assets under management

Employees

109

10,083 client accounts

Services offered by ALPHASTAR CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHASTAR CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sean Michael Whelan offer?

Sean Michael Whelan specializes in Financial Planning, Investment Management.

What are Sean Michael Whelan's credentials?

Sean Michael Whelan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Michael Whelan located?

Sean Michael Whelan is based in CORNELIUS, North Carolina, last registered with ALPHASTAR CAPITAL MANAGEMENT, LLC.

How does Sean Michael Whelan charge for services?

Sean Michael Whelan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHASTAR CAPITAL MANAGEMENT, LLC?

ALPHASTAR CAPITAL MANAGEMENT, LLC has approximately 109 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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