Unclaimed Profile

Philip Jon Graham

ALPHASTAR CAPITAL MANAGEMENT, LLC·CORNELIUS, North Carolina

SIE, Series 7, Series 24, Series 63, Series 667 years registeredALPHASTAR CAPITAL MANAGEMENT, LLC

19520 WEST CATAWBA AVENUE, CORNELIUS, NC 28031CRD# 4038072Firm CRD# 157423

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Jon Graham · CORNELIUS, NC

Registration

CRD #4038072 · ALPHASTAR CAPITAL MANAGEMENT, LLC · 7 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALPHASTAR CAPITAL MANAGEMENT, LLC

ADVISORY ALPHA, LLC

May 2019 – Nov 2020

Cornelius, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · May 6, 2019

Years registered · 7

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD 157423 · SEC 801-72361

AUM

$1.1B

Regulatory assets under management

Employees

109

10,083 client accounts

Services offered by ALPHASTAR CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHASTAR CAPITAL MANAGEMENT, LLC →

Introduction

Speak with Philip

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Philip is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CORNELIUS?

Browse all registered financial advisors in CORNELIUS, North Carolina or claim this profile if it's yours.

Browse CORNELIUS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Philip Jon Graham offer?

Philip Jon Graham specializes in Financial Planning, Investment Management.

What are Philip Jon Graham's credentials?

Philip Jon Graham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Jon Graham located?

Philip Jon Graham is based in CORNELIUS, North Carolina, last registered with ALPHASTAR CAPITAL MANAGEMENT, LLC.

How does Philip Jon Graham charge for services?

Philip Jon Graham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHASTAR CAPITAL MANAGEMENT, LLC?

ALPHASTAR CAPITAL MANAGEMENT, LLC has approximately 109 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →