Unclaimed Profile

Nicholas Glenn Ross

ALPHASTAR CAPITAL MANAGEMENT, LLC·CORNELIUS, North Carolina

SIE, Series 7, Series 24, Series 63, Series 65, Series 66, Series 99TOClean record15 years registeredALPHASTAR CAPITAL MANAGEMENT, LLC

19600 WEST CATAWBA AVENUE, CORNELIUS, NC 28031CRD# 2626836Firm CRD# 157423

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Glenn Ross · CORNELIUS, NC

Registration

CRD #2626836 · ALPHASTAR CAPITAL MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALPHASTAR CAPITAL MANAGEMENT, LLC

WFG ADVISORS, LP

Jun 2011 – Sep 2011

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 66

Series 99TO

Registration record

First registered · June 23, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHASTAR CAPITAL MANAGEMENT, LLC

CRD 157423 · SEC 801-72361

AUM

$1.1B

Regulatory assets under management

Employees

109

10,083 client accounts

Services offered by ALPHASTAR CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHASTAR CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Glenn Ross offer?

Nicholas Glenn Ross specializes in Financial Planning, Investment Management.

What are Nicholas Glenn Ross's credentials?

Nicholas Glenn Ross is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Glenn Ross located?

Nicholas Glenn Ross is based in CORNELIUS, North Carolina, last registered with ALPHASTAR CAPITAL MANAGEMENT, LLC.

How does Nicholas Glenn Ross charge for services?

Nicholas Glenn Ross's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHASTAR CAPITAL MANAGEMENT, LLC?

ALPHASTAR CAPITAL MANAGEMENT, LLC has approximately 109 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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