Unclaimed Profile

David Lemal Powell

POWELL FINANCIAL, INC.·CORNELIUS, North Carolina

SIE, Series 6, Series 7, Series 63, Series 65ChFCClean record21 years registeredPOWELL FINANCIAL, INC.

17818 STATESVILLE RD, CORNELIUS, NC 28031CRD# 2510305Firm CRD# 144230

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lemal Powell · CORNELIUS, NC

Registration

CRD #2510305 · POWELL FINANCIAL, INC. · 21 years registered

Brand Profile

Not yet started

Career History

POWELL WEALTH

Oct 2007 – present

NETWORK PLANNING ADVISORS, L.L.C.

Jul 2005 – Jan 2006

CHARLOTTE, NC

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

Mar 2005 – Apr 2007

MILWAUKEE, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · March 23, 2005

Years registered · 21

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

POWELL FINANCIAL, INC.

CRD 144230 · SEC 801-88185

AUM

$180M

Regulatory assets under management

Employees

265 client accounts

Services offered by POWELL FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at POWELL FINANCIAL, INC. →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CORNELIUS?

Browse all registered financial advisors in CORNELIUS, North Carolina or claim this profile if it's yours.

Browse CORNELIUS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Lemal Powell offer?

David Lemal Powell specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CORNELIUS, North Carolina for a consultation.

What are David Lemal Powell's credentials?

David Lemal Powell holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Lemal Powell located?

David Lemal Powell is based in CORNELIUS, North Carolina, working with POWELL FINANCIAL, INC.. Their office serves clients in the CORNELIUS metropolitan area and surrounding communities.

How does David Lemal Powell charge for services?

David Lemal Powell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POWELL FINANCIAL, INC.?

POWELL FINANCIAL, INC. has approximately 3 employees and manages $180M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →