Unclaimed Profile

Jason Michael Leibowitz

WESTEND ADVISORS, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 65, Series 66Clean record22 years registeredWESTEND ADVISORS, LLC

1001 MOREHEAD SQUARE DRIVE, CHARLOTTE, NC 28203CRD# 4551201Firm CRD# 133279

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jason Michael Leibowitz · CHARLOTTE, NC

Registration

CRD #4551201 · WESTEND ADVISORS, LLC · 22 years registered

Brand Profile

Not yet started

Career History

WESTEND ADVISORS, LLC

Mar 2022 – present

WESTEND ADVISORS, LLC

Oct 2015 – Feb 2022

CHARLOTTE, NC

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Jan 2004 – Dec 2005

PENNINGTON, NJ

AXA ADVISORS, LLC

Oct 2003 – Jan 2004

STAMFORD, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 65

Series 66

Registration record

First registered · October 16, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTEND ADVISORS, LLC

CRD 133279 · SEC 801-63626

AUM

$1.5B

Regulatory assets under management

Employees

3,525 client accounts

Services offered by WESTEND ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESTEND ADVISORS, LLC →

Introduction

Speak with Jason

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jason is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jason Michael Leibowitz offer?

Jason Michael Leibowitz specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Jason Michael Leibowitz's credentials?

Jason Michael Leibowitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jason Michael Leibowitz located?

Jason Michael Leibowitz is based in CHARLOTTE, North Carolina, working with WESTEND ADVISORS, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Jason Michael Leibowitz charge for services?

Jason Michael Leibowitz's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTEND ADVISORS, LLC?

WESTEND ADVISORS, LLC has approximately 29 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →