Unclaimed Profile

Kevin Wayne Blocker

HORIZON INVESTMENTS LLC·CHARLOTTE, North Carolina

SIE, Series 7TO, Series 63, Series 65Clean record1 years registeredHORIZON INVESTMENTS LLC

6210 ARDREY KELL ROAD, CHARLOTTE, NC 28277CRD# 4486392Firm CRD# 109552

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Wayne Blocker · CHARLOTTE, NC

Registration

CRD #4486392 · HORIZON INVESTMENTS LLC · 1 years registered

Brand Profile

Not yet started

Career History

LINKSIDE FINANCIAL LLC

May 2025 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 63

Series 65

Registration record

First registered · May 27, 2025

Years registered · 1

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORIZON INVESTMENTS LLC

CRD 109552 · SEC 801-57316

AUM

$4.5B

Regulatory assets under management

Employees

3,367 client accounts

Services offered by HORIZON INVESTMENTS LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at HORIZON INVESTMENTS LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Wayne Blocker offer?

Kevin Wayne Blocker specializes in Investment Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Kevin Wayne Blocker's credentials?

Kevin Wayne Blocker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Wayne Blocker located?

Kevin Wayne Blocker is based in CHARLOTTE, North Carolina, working with HORIZON INVESTMENTS LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Kevin Wayne Blocker charge for services?

Kevin Wayne Blocker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZON INVESTMENTS LLC?

HORIZON INVESTMENTS LLC has approximately 74 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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