Unclaimed Profile

Andrew Wimberly Tate

STERLING CAPITAL MANAGEMENT LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 24, Series 63, Series 66Clean record11 years registeredSTERLING CAPITAL MANAGEMENT LLC

TWO MORROCROFT CENTRE, CHARLOTTE, NC 28211CRD# 4251108Firm CRD# 135405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Wimberly Tate · CHARLOTTE, NC

Registration

CRD #4251108 · STERLING CAPITAL MANAGEMENT LLC · 11 years registered

Brand Profile

Not yet started

Career History

ROCKEFELLER CAPITAL MANAGEMENT

Jan 2024 – present

UBS FINANCIAL SERVICES INC.

Oct 2014 – Jan 2024

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · October 23, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERLING CAPITAL MANAGEMENT LLC

CRD 135405 · SEC 801-64257

AUM

$66.7B

Regulatory assets under management

Employees

181

3,215 client accounts

Services offered by STERLING CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at STERLING CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Wimberly Tate offer?

Andrew Wimberly Tate specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Andrew Wimberly Tate's credentials?

Andrew Wimberly Tate is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Wimberly Tate located?

Andrew Wimberly Tate is based in CHARLOTTE, North Carolina, working with STERLING CAPITAL MANAGEMENT LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Andrew Wimberly Tate charge for services?

Andrew Wimberly Tate's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERLING CAPITAL MANAGEMENT LLC?

STERLING CAPITAL MANAGEMENT LLC has approximately 181 employees and manages $66.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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