Unclaimed Profile

Charles Arnold Durham

STERLING CAPITAL MANAGEMENT LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record22 years registeredSTERLING CAPITAL MANAGEMENT LLC

4350 CONGRESS STREET, CHARLOTTE, NC 28209CRD# 4645491Firm CRD# 135405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Arnold Durham · CHARLOTTE, NC

Registration

CRD #4645491 · STERLING CAPITAL MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STERLING CAPITAL MANAGEMENT LLC

CITIGROUP GLOBAL MARKETS INC.

Oct 2003 – Jun 2007

NEW YORK, NM

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · October 15, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERLING CAPITAL MANAGEMENT LLC

CRD 135405 · SEC 801-64257

AUM

$66.7B

Regulatory assets under management

Employees

181

3,215 client accounts

Services offered by STERLING CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at STERLING CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Charles Arnold Durham offer?

Charles Arnold Durham specializes in Investment Management, Retirement Planning, Wealth Management.

What are Charles Arnold Durham's credentials?

Charles Arnold Durham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles Arnold Durham located?

Charles Arnold Durham is based in CHARLOTTE, North Carolina, last registered with STERLING CAPITAL MANAGEMENT LLC.

How does Charles Arnold Durham charge for services?

Charles Arnold Durham's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERLING CAPITAL MANAGEMENT LLC?

STERLING CAPITAL MANAGEMENT LLC has approximately 181 employees and manages $66.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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