Unclaimed Profile

Farley Carr Shiner

STERLING CAPITAL MANAGEMENT LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 16, Series 63, Series 65, Series 66CFAClean record24 years registeredSTERLING CAPITAL MANAGEMENT LLC

4350 CONGRESS STREET, CHARLOTTE, NC 28209CRD# 1976916Firm CRD# 135405

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Farley Carr Shiner · CHARLOTTE, NC

Registration

CRD #1976916 · STERLING CAPITAL MANAGEMENT LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STERLING CAPITAL MANAGEMENT LLC

STERLING CAPITAL MANAGEMENT LLC

Jan 2013 – Nov 2018

RICHMOND, VA

SCOTT & STRINGFELLOW, LLC

Mar 2002 – Jan 2013

RICHMOND, VA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 16

Series 63

Series 65

Series 66

Registration record

First registered · March 27, 2002

Years registered · 24

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERLING CAPITAL MANAGEMENT LLC

CRD 135405 · SEC 801-64257

AUM

$66.7B

Regulatory assets under management

Employees

181

3,215 client accounts

Services offered by STERLING CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at STERLING CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Farley Carr Shiner offer?

Farley Carr Shiner specializes in Investment Management, Retirement Planning, Wealth Management.

What are Farley Carr Shiner's credentials?

Farley Carr Shiner holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Farley Carr Shiner located?

Farley Carr Shiner is based in CHARLOTTE, North Carolina, last registered with STERLING CAPITAL MANAGEMENT LLC.

How does Farley Carr Shiner charge for services?

Farley Carr Shiner's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERLING CAPITAL MANAGEMENT LLC?

STERLING CAPITAL MANAGEMENT LLC has approximately 181 employees and manages $66.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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