ROCKEFELLER FINANCIAL LLC

ROCKEFELLER CAPITAL MANAGEMENT
NEW YORK, New York·13 registered advisors·CRD# 291361
SEC# 801-11403354212-549-5100
01

Firm Overview

AUM
$51.8B
Regulatory assets under management
Employees
672
Total firm employees
Advisors
13
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
03

Specialties

Financial PlanningInvestment ManagementWealth Management
04

Advisors at ROCKEFELLER FINANCIAL LLC

13 registered advisors
Annah Y Kim-Rosen
NEW YORK, New York
Brian John Warshaw
NEW YORK, New York
Christopher Randazzo
NEW YORK, New York
Christopher Trevor Dupuy
NEW YORK, New York
Christopher Vito Doria
NEW YORK, New York
Deirdre Patten Kowalski
NEW YORK, New York
James Michael Chirdo
NEW YORK, New York
Kevin F Held
NEW YORK, New York
Mark David Alexander
NEW YORK, New York
Michael Dean Solomon
NEW YORK, New York
Rizwan Mohammad Mirza
NEW YORK, New York
Robert Patrick Zimmel
NEW YORK, New York
William Michael Yannotta
NEW YORK, New York
05

Office Locations

NEW YORK, New York
13 advisors

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Data sourced from SEC Form ADV filings. ROCKEFELLER FINANCIAL LLC (CRD# 291361) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.