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David Joseph Hellinger

INDEPENDENT WEALTH ADVISORS, LLC·CARY, North Carolina
SIE, Series 7, Series 66Clean record22 years registeredINDEPENDENT WEALTH ADVISORS, LLC
167 E. CHATHAM STREET, CARY, NC 27511CRD# 4677013Firm CRD# 328786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Joseph Hellinger · CARY, NC
Registration
CRD #4677013 · INDEPENDENT WEALTH ADVISORS, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

INDEPENDENT WEALTH ADVISORS, LLC
Mar 2024 – present
LPL FINANCIAL LLC
Apr 2010 – Mar 2024
CARY, NC
AMERIPRISE FINANCIAL SERVICES, INC.
Sep 2003 – Apr 2010
RALEIGH, NC
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · September 4, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
INDEPENDENT WEALTH ADVISORS, LLC
CRD 328786 · SEC 801-129370
AUM
$139M
Regulatory assets under management
Employees
3
350 client accounts
Services offered by INDEPENDENT WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at INDEPENDENT WEALTH ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does David Joseph Hellinger offer?
David Joseph Hellinger specializes in Financial Planning, Investment Management. Contact their office in CARY, North Carolina for a consultation.
What are David Joseph Hellinger's credentials?
David Joseph Hellinger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Joseph Hellinger located?
David Joseph Hellinger is based in CARY, North Carolina, working with INDEPENDENT WEALTH ADVISORS, LLC. Their office serves clients in the CARY metropolitan area and surrounding communities.
How does David Joseph Hellinger charge for services?
David Joseph Hellinger's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is INDEPENDENT WEALTH ADVISORS, LLC?
INDEPENDENT WEALTH ADVISORS, LLC has approximately 3 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at INDEPENDENT WEALTH ADVISORS, LLC

Jakub Martin Kreuter
CARY, NC

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Research
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