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James Richard Sotell

COMPERIO RETIREMENT CONSULTING, INC.·CARY, North Carolina
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51 KILMAYNE DRIVE, CARY, NC 27511CRD# 1983050Firm CRD# 140786
01

About

James Richard Sotell is a registered financial advisor based in CARY, North Carolina, affiliated with COMPERIO RETIREMENT CONSULTING, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Client Types
High Net Worth Individuals
03

Firm Overview

Firm
COMPERIO RETIREMENT CONSULTING, INC.
COMPERIO RETIREMENT CONSULTING, INC.
AUM
$1.9B
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at COMPERIO RETIREMENT CONSULTING, INC. →
Services
Financial planning
Publication of periodicals/newsletters
Security ratings or pricing services
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1983050
Firm CRD# 140786
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Richard Sotell offer?
James Richard Sotell specializes in Financial Planning. Contact their office in CARY, North Carolina for a consultation.
What are James Richard Sotell's credentials?
James Richard Sotell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Richard Sotell located?
James Richard Sotell is based in CARY, North Carolina, working with COMPERIO RETIREMENT CONSULTING, INC.. Their office serves clients in the CARY metropolitan area and surrounding communities.
How does James Richard Sotell charge for services?
James Richard Sotell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMPERIO RETIREMENT CONSULTING, INC.?
COMPERIO RETIREMENT CONSULTING, INC. has approximately 5 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in CARY
Stephen Drew Simpson — VERATIS ADVISORS, INC.Peggy Highsmith Brinn — VERATIS ADVISORS, INC.Lance Lyle Clark — SYNOBIS ADVISORS, INC.Robert Alexander Leggett — WEALTHSHIELD PARTNERS, LLCThomas J. Geraghty — STONEGATE WEALTH MANAGEMENT, LLC
Nearby cities in North Carolina
CHARLOTTE (678)RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)
City Guides
CHARLOTTE GuideRALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
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