Unclaimed Profile

James Richard Sotell

COMPERIO RETIREMENT CONSULTING, INC.·CARY, North Carolina

Series 6, Series 63, Series 65Clean record20 years registeredCOMPERIO RETIREMENT CONSULTING, INC.

51 KILMAYNE DRIVE, CARY, NC 27511CRD# 1983050Firm CRD# 140786

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Richard Sotell · CARY, NC

Registration

CRD #1983050 · COMPERIO RETIREMENT CONSULTING, INC. · 20 years registered

Brand Profile

Not yet started

Career History

COMPERIO RETIREMENT CONSULTING, INC.

Jun 2006 – present

CHAPEL HILL INVESTMENT ADVISORS

May 2006 – Dec 2015

CHAPEL HILL, NC

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · May 4, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPERIO RETIREMENT CONSULTING, INC.

CRD 140786 · SEC 801-66831

AUM

$1.9B

Regulatory assets under management

Employees

38 client accounts

Services offered by COMPERIO RETIREMENT CONSULTING, INC.

Per Form ADV

Financial planning

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

High Net Worth Individuals

View all advisors at COMPERIO RETIREMENT CONSULTING, INC. →

Introduction

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Frequently Asked Questions

What services does James Richard Sotell offer?

James Richard Sotell specializes in Financial Planning. Contact their office in CARY, North Carolina for a consultation.

What are James Richard Sotell's credentials?

James Richard Sotell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Richard Sotell located?

James Richard Sotell is based in CARY, North Carolina, working with COMPERIO RETIREMENT CONSULTING, INC.. Their office serves clients in the CARY metropolitan area and surrounding communities.

How does James Richard Sotell charge for services?

James Richard Sotell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPERIO RETIREMENT CONSULTING, INC.?

COMPERIO RETIREMENT CONSULTING, INC. has approximately 5 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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