Unclaimed Profile

Stephen Drew Simpson

VERATIS ADVISORS, INC.·CARY, North Carolina

Series 65Clean record10 years registeredVERATIS ADVISORS, INC.

1400 CRESCENT GREEN, CARY, NC 27518-8118CRD# 3110508Firm CRD# 117892

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Drew Simpson · CARY, NC

Registration

CRD #3110508 · VERATIS ADVISORS, INC. · 10 years registered

Brand Profile

Not yet started

Career History

VERATIS ADVISORS, INC.

Jan 2017 – present

SYNOBIS ADVISORS, INC.

Oct 2015 – Dec 2016

CARY, NC

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 28, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VERATIS ADVISORS, INC.

CRD 117892 · SEC 801-60849

AUM

$4.4B

Regulatory assets under management

Employees

394 client accounts

Services offered by VERATIS ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at VERATIS ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Drew Simpson offer?

Stephen Drew Simpson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CARY, North Carolina for a consultation.

What are Stephen Drew Simpson's credentials?

Stephen Drew Simpson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Drew Simpson located?

Stephen Drew Simpson is based in CARY, North Carolina, working with VERATIS ADVISORS, INC.. Their office serves clients in the CARY metropolitan area and surrounding communities.

How does Stephen Drew Simpson charge for services?

Stephen Drew Simpson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VERATIS ADVISORS, INC.?

VERATIS ADVISORS, INC. has approximately 7 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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