Unclaimed Profile

Philip Steven D'agostino

VERATIS ADVISORS, INC.·CARY, North Carolina

Series 7, Series 65, Series 66Clean record21 years registeredVERATIS ADVISORS, INC.

1400 CRESCENT GREEN, CARY, NC 27518-8118CRD# 4945472Firm CRD# 117892

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Steven D'agostino · CARY, NC

Registration

CRD #4945472 · VERATIS ADVISORS, INC. · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VERATIS ADVISORS, INC.

VERATIS ADVISORS, INC.

Dec 2016 – Sep 2024

CARY, NC

SYNOBIS ADVISORS, INC.

Oct 2015 – Dec 2016

CARY, NC

AMERIPRISE FINANCIAL SERVICES, INC.

Jun 2005 – Nov 2005

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Series 66

Registration record

First registered · June 2, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VERATIS ADVISORS, INC.

CRD 117892 · SEC 801-60849

AUM

$4.4B

Regulatory assets under management

Employees

394 client accounts

Services offered by VERATIS ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at VERATIS ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Philip Steven D'agostino offer?

Philip Steven D'agostino specializes in Financial Planning, Investment Management, Wealth Management.

What are Philip Steven D'agostino's credentials?

Philip Steven D'agostino is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Steven D'agostino located?

Philip Steven D'agostino is based in CARY, North Carolina, last registered with VERATIS ADVISORS, INC..

How does Philip Steven D'agostino charge for services?

Philip Steven D'agostino's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VERATIS ADVISORS, INC.?

VERATIS ADVISORS, INC. has approximately 7 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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