Unclaimed Profile

Brian Richard Raleigh

RALEIGH CAPITAL MANAGEMENT INC.·CARY, North Carolina

Series 6, Series 63, Series 6517 years registeredRALEIGH CAPITAL MANAGEMENT INC.

1400 CRESCENT GREEN DRIVE, CARY, NC 27518CRD# 2870307Firm CRD# 149538

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Richard Raleigh · CARY, NC

Registration

CRD #2870307 · RALEIGH CAPITAL MANAGEMENT INC. · 17 years registered

Brand Profile

Not yet started

Career History

RALEIGH CAPITAL MANAGEMENT INC.

Jun 2012 – present

EQIS CAPITAL MANAGEMENT

May 2017 – Apr 2020

Carry, NC

FORMULA FOLIO INVESTMENTS

Apr 2017 – Mar 2020

Cary, NC

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Jul 2012 – Oct 2017

CARY, NC

FINANCIAL WEST GROUP

Jan 2009 – Feb 2009

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · January 5, 2009

Years registered · 17

Disclosure History

2026Customer Dispute·Pending

2020Customer Dispute·Settled

2005Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RALEIGH CAPITAL MANAGEMENT INC.

CRD 149538 · SEC 801-121781

AUM

$263M

Regulatory assets under management

Employees

1,406 client accounts

Services offered by RALEIGH CAPITAL MANAGEMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at RALEIGH CAPITAL MANAGEMENT INC. →

Introduction

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Frequently Asked Questions

What services does Brian Richard Raleigh offer?

Brian Richard Raleigh specializes in Financial Planning, Investment Management. Contact their office in CARY, North Carolina for a consultation.

What are Brian Richard Raleigh's credentials?

Brian Richard Raleigh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Richard Raleigh located?

Brian Richard Raleigh is based in CARY, North Carolina, working with RALEIGH CAPITAL MANAGEMENT INC.. Their office serves clients in the CARY metropolitan area and surrounding communities.

How does Brian Richard Raleigh charge for services?

Brian Richard Raleigh's firm is compensated through percentage of aum, subscription fees, other: selection of other advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RALEIGH CAPITAL MANAGEMENT INC.?

RALEIGH CAPITAL MANAGEMENT INC. has approximately 16 employees and manages $263M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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